Articles

USA – Regulation D

Nov 22, 2024

Regulation D, often referred to simply as “Reg D,” is a key provision in U.S. securities law that allows companies to raise capital without going through the lengthy, expensive process of registering with the Securities and Exchange Commission (SEC). Here’s what you need to know about Reg D, its exemptions, and its impact on companies and investors.

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USA – Regulation A

Nov 22, 2024

Regulation A is designed to help small and mid-sized businesses access public capital in a cost-effective way. This article explores the key features of Regulation A, its two tiers, benefits, limitations, and why it matters for companies and investors alike.

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USA – Regulation Crowdfunding

Nov 22, 2024

Crowdfunding has reshaped the landscape of capital raising, giving startups and small businesses new pathways to obtain funding. Among the various crowdfunding methods, equity crowdfunding stands out, allowing everyday investors to buy shares in startups and small companies.

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USA – FINRA-Registered Funding Portals

Nov 22, 2024

Funding portals are specialized online platforms that facilitate investment opportunities under the Regulation Crowdfunding (Reg CF) exemption, allowing startups and small businesses to raise capital from the public. In this article, we’ll dive into what it means for a funding portal to be FINRA-registered, how they work, their requirements, and why they’re essential to the U.S. crowdfunding ecosystem.

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Canada – Accredited Investor Exemption

Nov 21, 2024

In Ontario, securities laws protect investors by requiring companies to file a prospectus—a detailed document outlining an investment’s risks and benefits—when offering securities to the public. In this post, we’ll dive into the accredited investor exemption, the qualifications for accredited investors, and what this means for both investors and issuers.

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