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From the Desk

Articles

EMD Due Diligence: What Private Investment Funds Should Expect

September 24, 2026

The True Cost of Building and Operating Your Own Exempt Market Dealer

September 22, 2026

Issuer-Sponsored Dealing Representatives: How Does It Work?

September 13, 2026

EMD-as-a-Service in Ontario: From Waverley to Startly

September 13, 2026

Should Your Investment Fund Build Its Own Exempt Market Dealer or Outsource Distribution?

July 16, 2026

When Is It Time to Change Exempt Market Dealers?

July 16, 2026

Can an Investment Fund Sell Its Own Securities Without an Exempt Market Dealer?

July 12, 2026

When Does an Ontario Investment Fund Need an Exempt Market Dealer?

July 11, 2026

Exempt Market Dealers in Canada

July 8, 2026

When Does a ‘Finder’ Need to Register as a Dealer in Canada?

July 7, 2026

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