Articles
In Ontario, the Offering Memorandum (OM) Exemption under the National Instrument 45-106 allows companies to raise capital from retail investors without the need for a full prospectus. Here’s an in-depth look at how the OM exemption works, its requirements, and what it means for companies and investors alike.
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In Ontario, securities laws are structured to protect investors while facilitating capital-raising opportunities for businesses. This article explores these exemptions, how they work, and what they mean for companies and investors.
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In this article, we’ll explore what exempt market dealers (EMDs) are, how they operate, the types of investments they offer, and what this means for investors and issuers in Ontario and across Canada.
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A finder is an individual or firm that introduces investors to companies seeking capital, usually in exchange for a fee or commission. Here, we’ll discuss what finders do, how they are regulated, and what businesses and finders should consider to stay compliant.
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In Ontario securities law, the concept of the “business trigger” is crucial in determining when an individual or company must register with the Ontario Securities Commission (OSC). In this article, we’ll explore what the business trigger is, how it applies, and what it means for market participants.
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