In Ontario, securities laws protect investors by requiring companies to file a prospectus—a detailed document outlining an investment’s risks and benefits—when offering securities to the public. In this post, we’ll dive into the accredited investor exemption, the qualifications for accredited investors, and what this means for both investors and issuers.

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In Ontario, the Offering Memorandum (OM) Exemption under the National Instrument 45-106 allows companies to raise capital from retail investors without the need for a full prospectus. Here’s an in-depth look at how the OM exemption works, its requirements, and what it means for companies and investors alike.

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In Ontario, securities laws are structured to protect investors while facilitating capital-raising opportunities for businesses. This article explores these exemptions, how they work, and what they mean for companies and investors.

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In this article, we’ll explore what exempt market dealers (EMDs) are, how they operate, the types of investments they offer, and what this means for investors and issuers in Ontario and across Canada.

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A finder is an individual or firm that introduces investors to companies seeking capital, usually in exchange for a fee or commission. Here, we’ll discuss what finders do, how they are regulated, and what businesses and finders should consider to stay compliant.

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In Ontario, securities laws are designed to protect investors and ensure the integrity of the financial markets. In this article, we’ll explore the registration requirement, its purpose, types of registration categories, exemptions, and what it means for market participants.

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